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HEALTH INFORMATION ACT

HEALTH INFORMATION ACT

Chapter H‑5

Table of Contents

Part 1
Introductory Matters

                1       Interpretation

                2       Purposes of Act

                3       Scope of Act

                4       Inconsistency or conflict with another enactment

                5       Application of Parts of Act

                6       Act binds custodian acting under another enactment

Part 2
Individual
s Right to Access
Individual
s Health Information

                7       Right of individual to access individuals health information

                8       How to make a request

                9       Abandoned request

              10       Duty to assist applicants

              11       Right to refuse access to health information

              12       Time limit for responding to a request for access

              13       Correction or amendment of health information

              14       Refusal to correct or amend information

              15       Extending time

              16       Request under s8 or s13 deemed to be a request under FOIP

              17       Existing procedures still available

Part 3
Collection of Health Information

              18       Prohibition re collection of health information

              19       Collection of non-identifying health information

              20       Collection of individually identifying health information

              21       Collection of personal health number

              22       Duty to collect health information from subject individual

              23       Use of recording device or camera

              24       Collection of health information by affiliate

Part 4
Use of Health Information

              25       Prohibition re use of health information

              26       Use of non‑identifying health information

              27       Use of individually identifying health information

              28       Use of health information by affiliate

              29       Confidentiality of non-recorded information

              30       Use of personal health number by non-custodian

Part 5
Disclosure of Health Information

Division 1
General Disclosure Rules

              31       Prohibition re disclosure of health information

              32       Disclosure of non‑identifying health information

              33       Disclosure of information to individual who is subject of information

              34       Disclosure of individually identifying health information
to be with consent

              35       Disclosure of diagnostic, treatment and care information

              36       Disclosure of registration information

              37       Disclosure of health services provider information

           37.1       Disclosure to prevent or limit fraud or abuse of health services

           37.2       Disclosure to prevent or limit fraud or abuse of health
services by health services providers

           37.3       Disclosure to protect public health and safety

              38       Disclosure for purpose of storage

              39       Disclosure by Minister and Department

              40       Disclosure to Minister

              41       Maintaining certain disclosure information

              42       Notification of purpose of and authority for disclosure

              43       Disclosure of health information by affiliate

              44       Confidentiality of non-recorded information

              45       Duty of custodian

Division 2
Disclosure for Health System Purposes

              46       Disclosure to Minister or Department

              47       Disclosure to other custodians

Division 3
Disclosure for Research Purposes

              48       Definition

              49       Research proposal

              50       Role of research ethics board

           50.1       Publication of response

              51       Bar to research

              52       Application for disclosure of health information

              53       Conditions and consents

              54       Agreement between custodian and researcher

              55       Consent for additional information

              56       Court order

Part 6
Duties and Powers of Custodians
Relating to Health Information

Division 1
General Duties and Powers

              57       Duty to collect, use or disclose health information
with highest degree of anonymity possible

              58       Duty to collect, use or disclose health information
in a limited manner

              60       Duty to protect health information

              61       Duty to ensure accuracy of health information

              62       Duty to identify responsible affiliates

              63       Duty to establish or adopt policies and procedures

              64       Duty to prepare privacy impact assessment

              65       Power to transform health information

              66       Power to enter agreement with information manager

              67       Power to charge fees

Division 2
Data Matching

              68       Prohibition

              69       Data matching by custodian

              70       Data matching by custodians

              71       Data matching by custodian and non-custodian

              72       Data matching for research

Part 7
Commissioner

Division 1
Reviews by Commissioner

              73       Right to ask for a review

              74       How to ask for a review

              75       Notifying others of review

              76       Mediation may be authorized

              77       Inquiry by Commissioner

              78       Refusal to conduct inquiry

              79       Burden of proof

              80       Commissioners orders

              81       No appeal

              82       Duty to comply with order

Division 2
Disclosure to Commissioner

              83       Disclosure to Commissioner


Division 3
Additional Powers and Duties of Commissioner

              84       General powers of Commissioner

              85       Power to resolve complaints

              86       Advice and recommendations

              87       Power to authorize a custodian to disregard requests

              88       Powers of Commissioner in conducting investigations or inquiries

              89       Statements made to Commissioner not admissible in evidence

              90       Privileged information

              91       Restrictions on disclosure of information by Commissioner
and staff

              92       Immunity from suit

              93       Delegation by Commissioner

              94       Role of Ombudsman

              95       Annual report of Commissioner

Division 4
Conflict of Interest of Commissioner

              96       Adjudicator

              97       Powers, duties and functions of adjudicator

              98       Review where Commissioner in conflict


              99       How to ask for a review

            100       Notifying others of review

            101       Conduct and outcome of review

Part 8
General Provisions

            102       Oaths

            103       Manner of giving notice

            104       Exercise of rights by other persons

            105       Immunity from suit

            106       Protection of employee

            107       Offences and penalties

            108       Regulations

            109       Review of Act

Part 9
Consequential Amendments,
Paramountcy and Coming into Force

   110‑124       Consequential amendments

            125       Coming into force

HER MAJESTY, by and with the advice and consent of the Legislative Assembly of Alberta, enacts as follows:

Part 1
Introductory Matters

Interpretation

1(1)  In this Act,

                                 (a)    “affiliate”, in relation to a custodian, includes

                                           (i)    an individual employed by the custodian,

                                          (ii)    a person who performs a service for the custodian as an appointee, volunteer or student or under a contract or agency relationship with the custodian, and

                                         (iii)    a health services provider who has the right to admit and treat patients at a hospital as defined in the Hospitals Act,

                                          but does not include

                                         (iv)    an operator as defined in the Ambulance Services Act, or

                                          (v)    an agent as defined in the Health Insurance Premiums Act;

                                 (b)    “applicant” means an individual who makes a request for access to a record under section 8(1) or for a correction or amendment of health information under section 13(1);

                                 (c)    “audit” means a financial, clinical or other formal or systematic examination or review of a program, portion of a program or activity;

                                 (d)    “collect” means to gather, acquire, receive or obtain health information;

                                 (e)    “Commissioner” means the Information and Privacy Commissioner appointed under Part 4 of the Freedom of Information and Protection of Privacy Act;

                                  (f)    “custodian” means

                                           (i)    the board of an approved hospital as defined in the Hospitals Act other than an approved hospital that is

                                                 (A)    owned and operated by a regional health authority established under the Regional Health Authorities Act, or

                                                  (B)    established and operated by the Alberta Cancer Board continued under the Cancer Programs Act;

                                          (ii)    the operator of a nursing home as defined in the Nursing Homes Act other than a nursing home that is owned and operated by a regional health authority established under the Regional Health Authorities Act;

                                         (iii)    a provincial health board established pursuant to regulations made under section 17(1)(a) of the Regional Health Authorities Act;

                                         (iv)    a regional health authority established under the Regional Health Authorities Act;

                                          (v)    a community health council as defined in the Regional Health Authorities Act;

                                         (vi)    a subsidiary health corporation as defined in the Regional Health Authorities Act;

                                        (vii)    the Alberta Cancer Board continued under the Cancer Programs Act;

                                       (viii)    a board, council, committee, commission, panel or agency that is created by a custodian referred to in subclauses (i) to (vii), if all or a majority of its members are appointed by, or on behalf of, that custodian, but does not include a committee that has as its primary purpose the carrying out of quality assurance activities within the meaning of section 9 of the Alberta Evidence Act;

                                         (ix)    a health services provider who is paid under the Alberta Health Care Insurance Plan to provide health services;

                                          (x)    a licensed pharmacy as defined in the Pharmacy and Drug Act;

                                         (xi)    a pharmacist as defined in the Pharmacy and Drug Act;

                                        (xii)    the Department;

                                       (xiii)    the Minister;

                                       (xiv)    an individual or board, council, committee, commission, panel, agency or corporation designated in the regulations as a custodian;

                                          but does not include

                                        (xv)    the Alberta Alcohol and Drug Abuse Commission continued under the Alcohol and Drug Abuse Act, or

                                       (xvi)    a Community Board as that term is defined in the Persons with Developmental Disabilities Community Governance Act;

                                 (g)    “data matching” means the creation of individually identifying health information by combining individually identifying or non‑identifying health information or other information from 2 or more electronic databases, without the consent of the individuals who are the subjects of the information;

                                 (h)    “Department” means the Department administered by the Minister;

                                  (i)    “diagnostic, treatment and care information” means information about any of the following:

                                           (i)    the physical and mental health of an individual;

                                          (ii)    a health service provided to an individual;

                                         (iii)    the donation by an individual of a body part or bodily substance, including information derived from the testing or examination of a body part or bodily substance;

                                         (iv)    a drug as defined in the Pharmacy and Drug Act provided to an individual;

                                          (v)    a health care aid, device, product, equipment or other item provided to an individual pursuant to a prescription or other authorization;

                                         (vi)    the amount of any benefit paid or payable under the Alberta Health Care Insurance Act or any other amount paid or payable in respect of a health service provided to an individual,

                                          and includes any other information about an individual that is collected when a health service is provided to the individual, but does not include information that is not written, photographed, recorded or stored in some manner in a record;

                                  (j)    repealed 2006 c18 s2;

                                 (k)    “health information” means any or all of the following:

                                           (i)    diagnostic, treatment and care information;

                                          (ii)    health services provider information;

                                         (iii)    registration information;

                                  (l)    “health professional body” means a body that regulates the members of a health profession or health discipline pursuant to an Act;

                                (m)    “health service” means a service that is provided to an individual

                                           (i)    for any of the following purposes and is directly or indirectly and fully or partially paid for by the Department:

                                                 (A)    protecting, promoting or maintaining physical and mental health;

                                                  (B)    preventing illness;

                                                  (C)    diagnosing and treating illness;

                                                  (D)    rehabilitation;

                                                  (E)    caring for the health needs of the ill, disabled, injured or dying,

                                             or

                                          (ii)    by a pharmacist engaging in the practice of pharmacy as defined in the Pharmacy and Drug Act regardless of how the service is paid for,

                                          but does not include a service that is provided to an individual

                                         (iii)    by an ambulance attendant as defined in the Ambulance Services Act,

                                         (iv)    by the Alberta Alcohol and Drug Abuse Commission continued under the Alcohol and Drug Abuse Act, or

                                          (v)    by a Community Board as that term is defined in the Persons with Developmental Disabilities Community Governance Act;

                                 (n)    “health services provider” means an individual who provides health services;

                                 (o)    “health services provider information” means the following information relating to a health services provider:

                                           (i)    name;

                                        (i.1)    business title;

                                          (ii)    business and home mailing addresses and electronic addresses;

                                         (iii)    business and home telephone numbers and facsimile numbers;

                                         (iv)    gender;

                                          (v)    date of birth;

                                         (vi)    unique identification number that

                                                 (A)    is assigned to the health services provider by a custodian for the purpose of the operations of the custodian, and

                                                  (B)    uniquely identifies the health services provider in relation to that custodian;

                                        (vii)    type of health services provider and licence number, if a licence has been issued to the health services provider;

                                       (viii)    date on which the health services provider became authorized to provide health services and the date, if any, on which the health services provider ceased to be authorized to provide health services;

                                         (ix)    education completed, including entry level competencies attained in a basic education program and post‑secondary educational degrees, diplomas or certificates completed;

                                          (x)    continued competencies, skills and accreditations, including any specialty or advanced training acquired after completion of the education referred to in subclause (ix), and the dates they were acquired;

                                         (xi)    restrictions that apply to the health services provider’s right to provide health services in Alberta;

                                        (xii)    decisions of a health professional body, or any other body at an appeal of a decision of a health professional body, pursuant to which the health services provider’s right to provide health services in Alberta is suspended or cancelled or made subject to conditions, or a reprimand or fine is issued;

                                       (xiii)    business arrangements relating to the payment of the health services provider’s accounts;

                                       (xiv)    profession;

                                        (xv)    job classification;

                                       (xvi)    employment status;

                                      (xvii)    number of years the health services provider has practised the profession;

                                     (xviii)    employer;

                                        (xix)    municipality in which the health services provider’s practice is located,

                                         (xx)    provincial service provider identification number that is assigned to the health services provider by the Minister to identify the health services provider,

                                          but does not include information that is not written, photographed, recorded or stored in some manner in a record;

                                 (p)    “individually identifying”, when used to describe health information, means that the identity of the individual who is the subject of the information can be readily ascertained from the information;

                                 (q)    “Minister” means the Minister determined under section 16 of the Government Organization Act as the Minister responsible for this Act;

                                  (r)    “non‑identifying”, when used to describe health information, means that the identity of the individual who is the subject of the information cannot be readily ascertained from the information;

                                 (s)    “personal health number” means the number assigned to an individual by the Department to uniquely identify the individual;

                                  (t)    “record” means a record of health information in any form and includes notes, images, audiovisual recordings, x‑rays, books, documents, maps, drawings, photographs, letters, vouchers and papers and any other information that is written, photographed, recorded or stored in any manner, but does not include software or any mechanism that produces records;

                                 (u)    “registration information” means information relating to an individual that falls within the following general categories and is more specifically described in the regulations:

                                           (i)    demographic information, including the individual’s personal health number;

                                          (ii)    location information;

                                         (iii)    telecommunications information;

                                         (iv)    residency information;

                                          (v)    health service eligibility information;

                                         (vi)    billing information,

                                          but does not include information that is not written, photographed, recorded or stored in some manner in a record;

                                 (v)    “research” means academic, applied or scientific health‑related research that necessitates the use of individually identifying diagnostic,  treatment and care information or individually identifying registration information, or both;

                              (v.1)    “research ethics board” means a body designated by the regulations as a research ethics board;

                                (w)    “use” means to apply health information for a purpose and includes reproducing the information, but does not include disclosing the information.

(2)  Where a custodian provides services that are not health services, this Act does not apply

                                 (a)    to the custodian in respect of those other services, or

                                 (b)    to information relating to those other services.

RSA 2000 cH‑5 s1;RSA 2000 cP‑13 s47.1;
2006 c18 s2;2006 c25 s24;2007 c18 s2

Purposes of Act

2   The purposes of this Act are

                                 (a)    to establish strong and effective mechanisms to protect the privacy of individuals with respect to their health information and to protect the confidentiality of that information,

                                 (b)    to enable health information to be shared and accessed, where appropriate, to provide health services and to manage the health system,

                                 (c)    to prescribe rules for the collection, use and disclosure of health information, which are to be carried out in the most limited manner and with the highest degree of anonymity that is possible in the circumstances,

                                 (d)    to provide individuals with a right of access to health information about themselves, subject to limited and specific exceptions as set out in this Act,

                                 (e)    to provide individuals with a right to request correction or amendment of health information about themselves,

                                  (f)    to establish strong and effective remedies for contraventions of this Act, and

                                 (g)    to provide for independent reviews of decisions made by custodians under this Act and the resolution of complaints under this Act.

1999 cH‑4.8 s2

Scope of Act

3   This Act

                                 (a)    does not limit the information otherwise available by law to a party to legal proceedings,

                                 (b)    does not affect the power of any court or tribunal in Canada to compel a witness to testify or to compel the production of documents, and

                                 (c)    does not prohibit the transfer, storage or destruction of a record in accordance with an enactment of Alberta or Canada.

RSA 2000 cH‑5 s3;2006 c18 s3

Inconsistency or conflict with another enactment

4   If a provision of this Act is inconsistent or in conflict with a provision of another Act or of a regulation, the provision of this Act prevails unless

                                 (a)    another Act, or

                                 (b)    a regulation under this Act

expressly provides that the other Act or regulation, or a provision of it, prevails despite this Act.

1999 cH‑4.8 s4

Application of Parts of Act

5(1)  This Act, except Part 3, applies in respect of health information collected before or after the coming into force of this Act.

(2)  Part 3 of this Act applies only in respect of health information collected after the coming into force of this Act.

1999 cH‑4.8 s5

Act binds custodian acting under another enactment

6   A custodian that collects, uses or discloses health information pursuant to another enactment must comply with this Act.

1999 cH‑4.8 s6

Part 2
Individual
s Right to Access Individuals Health Information

Right of individual to access individuals health information

7(1)  An individual has a right of access to any record containing health information about the individual that is in the custody or under the control of a custodian.

(2)  The right of access to a record does not extend to information in respect of which a custodian is authorized or required to refuse access under section 11, but if that information can reasonably be severed from a record, an individual has a right of access to the remainder of the record.

(3)  The right of access to a record is subject to the payment of any fee required by the regulations.

1999 cH‑4.8 s7

How to make a request

8(1)  To obtain access to a record, an individual must make a request to the custodian that the individual believes has custody or control of the record.

(2)  A custodian that has received a request for access to a record under subsection (1) may require the applicant to submit the request in writing.

(3)  In a request, the applicant may ask

                                 (a)    for a copy of the record, or

                                 (b)    to examine the record.

1999 cH‑4.8 s8

Abandoned request

9(1)  Where a custodian contacts an applicant in writing respecting the applicant’s request, including

                                 (a)    seeking further information from the applicant that is necessary to process the request, or

                                 (b)    requesting the applicant to pay a fee or to agree to pay a fee,

and the applicant fails to respond to the custodian, as requested by the custodian, within 30 days after being contacted, the custodian may, by notice in writing to the applicant, declare the request abandoned.

(2)  A notice declaring a request abandoned must state that the applicant may ask for a review of that decision by the Commissioner.

1999 cH‑4.8 s9

Duty to assist applicants

10   A custodian that has received a request for access to a record under section 8(1)

                                 (a)    must make every reasonable effort to assist the applicant and to respond to each applicant openly, accurately and completely,

                                 (b)    must create a record for an applicant if